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Facts For Prelims: September 21, 2024

India’s Progress On FATF Standards

  • India has improved in combating illicit finance, but further progress is needed as the economy grows.
  • MER on AML and CFT placed India in the “regular follow-up” category, recognizing good compliance.

FATF Plenary (June 2024):

  • India recognized for “high level of technical compliance” with anti-money laundering standards.
  • Placed in “regular follow-up” category, joining G-20 countries like UK, France, and Italy.

Key Findings of FATF Evaluation Report

  • NPOs: Risk of misuse for terror financing; stronger controls needed.
  • PEPs: Lack of clarity on wealth/fund sources of domestic PEPs.
  • DNFBPs: Insufficient regulation in sectors like precious metals, stones, and real estate.
  • Money Laundering Risks: Fraud, corruption, cybercrime, and drug trafficking are major sources.
  • PMS Market: Precious metals and stones (PMS) highly vulnerable to laundering and terror financing.
  • Terrorist Financing: Risks from ISIL, Al-Qaeda-linked groups, regional insurgencies (Northeast, Left-Wing Extremism).
  • Financial Inclusion: Significant progress with more bank accounts, digital payments, and transparency measures (GST, e-invoices).
  • Action Against Terror Financing: Effective work by NIA and Enforcement Directorate in disrupting terror funding.

Key FATF Recommendations:

  1. Speed up trials related to money laundering (e.g., human trafficking, drug crimes).
  2. Implement targeted sanctions to freeze assets quickly.
  3. Define domestic PEPs under PMLA and enforce stronger risk measures.
  4. Strengthen measures to prevent NPO abuse for terrorist funding.

About FATF

Overview:

  • Global body that sets standards to combat money laundering and terrorist financing.
  • Established in 1989 during the G7 Summit, mandate expanded in 2001 to include terrorism financing.
  • HQ: Paris, France. 39 members, including the US, India, EU countries. India joined in 2010.

Mutual Evaluation Report (MER):

Assesses countries’ measures to combat money laundering, terrorist financing, and proliferation of WMDs. Peer-reviewed process where countries evaluate each other’s systems. FATF continuously reviews countries’ implementation of recommendations.

Components of MER:

  • Effectiveness: How well the country’s measures work in practice.
  • Compliance: Legal frameworks and regulations in place to prevent financial crimes.

FATF Lists:

  • Black List: Countries that support terror funding/money laundering. Currently: North Korea, Iran, Myanmar.
  • Grey List: Countries warned of their risk to be blacklisted.

Consequences of Blacklisting:

  • No financial assistance from IMF, World Bank, ADB, EU.
  • Economic restrictions and sanctions, along with damage to international reputation.

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